Tag Archives: auditor

DOL Plan Audits Updated to Include Several Questions About Compliance with Its Cybersecurity Guidelines

In April, we posted about the U.S. Department of Labor’s (DOL) Employee Benefits Security Administration (EBSA) issuing cybersecurity guidance for employee retirement plans. That is, April 14, 2021. Shortly thereafter, the DOL updated its audit inquiries to include probing questions for plan fiduciaries about their compliance with “hot off the press” agency guidelines. So, what do … Continue Reading

Musings of Retirement Plan Fiduciaries on Cybersecurity: Episode One

By now, plan fiduciaries and their service providers likely have heard about the DOL’s cybersecurity guidance. The Department of Labor’s stepping into cybersecurity in this way – a posting of best practices on the agency’s website – has left plan fiduciaries with some questions. Here are a few: “When is this effective?” “Does this apply … Continue Reading
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